Wyser-Pratte & Co, Inc.

Broker-DealerFINRA MemberEst. 1991
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Mount Kisco, New York
CRD number
28056
Registered since
February 22, 1991

Firm profile

FINTRX

Overview

Wyser-Pratte & Co, Inc. is structured as a corporation and has been SEC-registered since 1991. FINTRX lists the firm's ownership as a combination of a domestic entity and an individual and classifies the firm as "Unclassified." The firm is not listed as a capital allocator, does not identify as an active ESG investor, and is not designated a multistate or newly formed adviser. It is also not recorded as a pension consultant or a related adviser in the FINTRX entry. The database entry contains minimal descriptive detail: there are no disclosed summaries of the firm's investment strategy, client segments, fee arrangements, or primary advisory activities.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

  • Scott Principi

    Scott Principi

    Head TraderCRD 4958133

  • James Wyser-Pratte

    Investment Research AnalystCRD 6722098

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Mount Kisco, NY

Westchester

Location

Mount Kisco, NY

Headquartered in Mount Kisco, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
100 S Bedford Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth