William and Henry Associates
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 154566
- Registered since
- August 12, 2026
Firm profile
FINTRXOverview
William and Henry Associates is listed as a corporate investment bank that registered with the SEC in 2026. Ownership is reported as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and does not characterize itself as an active ESG investor. It is not registered as a multi-state adviser, is not flagged as a pension consultant, and has no related adviser relationships recorded in the dataset. The profile does not include details about the firm’s specific advisory services, fee schedules, client segments, or day-to-day business activities, so its client-facing offerings and investment mandate cannot be described from the available records.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1David Iannini
Chairman, President & CEOCRD 1579957
Contacts
1 of 1
James Dawson
Managing DirectorCRD 3252786
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 1901 Avenue Of The Stars
- Time zone
- PT (UTC-8)
- Office locations
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