WILLIAM AND HENRY ASSOCIATES

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
154566
Registered since
June 13, 2012

Firm profile

FINTRX

Overview

William And Henry Associates is organized as a corporation and is classified in the FINTRX snapshot as an investment bank. The firm is SEC-registered (since 2012) and its ownership is recorded as a combination of a domestic entity and an individual. FINTRX flags the firm as not acting as a capital allocator and not participating as an active ESG investor. It is also not listed as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DAVID IANNINI

    Chairman, President & CEOCRD 1579957

Contacts

3 of 6
  • TOMMY HSIAO

    Registered RepresentativeCRD 4436663

  • Henry Gridley

    Junior Financial AnalystCRD 7026695

  • CHRISTOPHER CHELEKIS

    Senior AnalystCRD 6267657

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1901 Avenue of the Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth