William and Henry Associates

Broker-DealerFINRA MemberEst. 2026
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
154566
Registered since
September 22, 2026

Firm profile

FINTRX

Overview

William and Henry Associates is organized as a corporation and is classified in the dataset as an investment bank. The firm registered with the SEC in 2026. Ownership is listed as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is also not recorded as a multistate adviser, pension consultant, related adviser, or a newly formed adviser. Available fields for business activities, advisory activities, client base and fee structure were not provided, so there is no public detail on the firm's service scope or target client segments beyond its corporate and regulatory status.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Iannini

    David Iannini

    Chairman, President & CEOCRD 1579957

Contacts

1 of 1
  • James Dawson

    James Dawson

    Managing DirectorCRD 3252786

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
1901 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth