William and Henry Associates

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
154566
Registered since
August 12, 2026

Firm profile

FINTRX

Overview

William and Henry Associates is listed as a corporate investment bank that registered with the SEC in 2026. Ownership is reported as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator and does not characterize itself as an active ESG investor. It is not registered as a multi-state adviser, is not flagged as a pension consultant, and has no related adviser relationships recorded in the dataset. The profile does not include details about the firm’s specific advisory services, fee schedules, client segments, or day-to-day business activities, so its client-facing offerings and investment mandate cannot be described from the available records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Iannini

    David Iannini

    Chairman, President & CEOCRD 1579957

Contacts

1 of 1
  • James Dawson

    James Dawson

    Managing DirectorCRD 3252786

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
1901 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth