Weitzel Financial Services, Inc.
Firm details
- Headquarters
- Dubuque, Iowa
- CRD number
- 27346
- Registered since
- March 4, 2020
- Website
- www.weitzelfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI56.47%
- Individuals43.53%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Weitzel Financial Services, Inc. is an independent broker-dealer and insurance broker that serves individual and family clients. The firm is structured as a corporation under individual ownership and has been SEC-registered since 2020. It operates as a capital allocator, sourcing third-party managers and funds in addition to providing in-house financial planning and portfolio management for individuals, small businesses, and institutional/business clients. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm also provides selection-of-advisers services and runs educational seminars and workshops. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Non-Exchange Traded Equities10%
- Cash & Cash Equivalents7%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 7
Timothy Weitzel
OwnerCRD 1063210
Raymond Quint
CLU®CRD 1809185
Maya Wachter
Advisor ServicesCRD 8045240
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$398M in ETFs
92%
$364M
8%
$33.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $61.8M | 684,063 | 15.51% |
Location
Dubuque, IA
Dubuque
Location
Dubuque, IA
Headquartered in Dubuque, IA, in the Midwest of the United States.
- Region
- Midwest
- County
- Dubuque
- Address
- 1200 Cedar Cross Rd
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
FSB Premier Wealth Management, Inc.
Broker-DealerWaterloo, IA
Berthel Fisher & Company Financial Services, Inc.
Broker-DealerCedar Rapids, IA
Ausdal Financial Partners, Inc.
Broker-DealerDavenport, IA
Nations Financial Group, Inc.
Broker-DealerCedar Rapids, IA
Integrity Alliance, LLC
Broker-DealerUrbandale, IA
Principal Securities, Inc.
Broker-DealerDes Moines, IA