Nations Financial Group, Inc.
Firm details
- Headquarters
- Cedar Rapids, Iowa
- CRD number
- 44181
- Registered since
- May 3, 2000
- Website
- www.nationsfg.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI70.96%
- Individuals25.44%
- Corporations / Businesses2.38%
- Pension & Profit Sharing Plans0.69%
- Charitable Organizations0.55%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Nations Financial Group, Inc. is a corporation operating principally as an insurance-focused broker-dealer that also provides advisory services. SEC-registered since 2000, the firm serves individual and family clients as well as institutional investors. Its advisory menu includes financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting support, and selection of other advisers. The firm bills via a mix of percentage-of-AUM and fixed fees and functions as a capital allocator, directing client capital to third-party managers when appropriate. Nations Financial Group does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Exchange Traded Equities26%
- Cash & Cash Equivalents7%
- Private Funds2%
- State & Local Bonds1%
Owners & executives
3 of 9
Erik Bjorseth
Chief Growth OfficerCRD 4404352
Richard Bennett
CEOCRD 858716
Stephen Cairney
Chief Operating OfficerCRD 3085019
Contacts
3 of 87Gary Costarella
Registered RepresentativeCRD 1382449
Gregory Wolfe
Branch ManagerCRD 836618
William Shepard
Registered RepresentativeCRD 1193984
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 520Active vs passive
$1.4B in ETFs
70%
$956M
23%
$402M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $56.1M | 74,901 | 4.13% |
Location
Cedar Rapids, IA
Linn
Location
Cedar Rapids, IA
Headquartered in Cedar Rapids, IA, anchoring the Cedar Rapids-Iowa City, IA metro in the Midwest.
- Metro area
- Cedar Rapids-Iowa City, IA
- Region
- Midwest
- County
- Linn
- Address
- 3925 Fountains Blvd Ne
- Time zone
- CT (UTC-6)
- Office locations
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