Securities Management & Research, Inc.

Broker-DealerFINRA MemberEst. 1966

Total AUM

—

Advisory reps

77

Avg account

$0

Firm details

Headquarters: Cedar Rapids, Iowa
CRD number: 759
Registered since: March 5, 1966

Firm profile

FINTRX

Overview

Securities Management & Research, Inc. is organized as a corporation and has been SEC‑registered since 1966. The firm is owned by a combination of a domestic entity and individual owners. In the dataset the firm is labeled as "Unclassified" and is not identified as a capital allocator, an active ESG investor, a multi‑state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX does not provide firm-level descriptions of advisory or investment activities for this entity.

Assets & Accounts

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 6

Andrew Christofferson
President, CEOCRD 3248381
Thomas Berthel
CEO, President and Chairman of the BoardCRD 823289
Joanna Schaul
Chief Administrative OfficerCRD 4947759

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Contacts

3 of 71

Richard Townsend
Investment Advisor RepresentativeCRD 5126093
Andrew Johnson
Trading PrincipalCRD 5169456
Todd Kelly
Principal & PartnerCRD 5283822

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Cedar Rapids, IA

Linn

Location

Cedar Rapids, IA

Headquartered in Cedar Rapids, IA, anchoring the Cedar Rapids-Iowa City, IA metro in the Midwest.

Metro area: Cedar Rapids-Iowa City, IA
Region: Midwest
County: Linn
Address: 4201 42nd St Ne
Time zone: CT (UTC-6)
Office locations

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