SECURITIES MANAGEMENT & RESEARCH, INC.
Firm details
- Headquarters
- CEDAR RAPIDS, Iowa
- CRD number
- 759
- Registered since
- March 5, 1966
Firm profile
FINTRXOverview
Securities Management & Research, Inc. is organized as a corporation and has been SEC-registered since 1966. FINTRX classifies the firm as unclassified and lists the owner type as both a domestic entity and an individual. The public record supplied to FINTRX contains minimal detail about the firm's advisory business model, client types, fee arrangements or specific investment mandates. The snapshot indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is also recorded as not being a multi-state adviser, not newly formed, and not a pension consultant or related adviser under the FINTRX fields shown.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 7KIMBERLY CHAPMAN
Chief Compliance OfficerCRD 2527036
JOANNA SCHAUL
Chief Administrative OfficerCRD 4947759
BRITTANY MICHELLE NOETHEN
Chief Technology OfficerCRD 2610543
Contacts
3 of 74KACEY THOMAS
OwnerCRD 3214716
BRIAN BORTZ
Multi-Line General AgentCRD 1698033
EDWIN ALFT
OwnerCRD 1773831
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CEDAR RAPIDS, IA
LINN
Location
CEDAR RAPIDS, IA
Headquartered in CEDAR RAPIDS, IA, anchoring the Cedar Rapids-Iowa City, IA metro in the Midwest.
- Metro area
- Cedar Rapids-Iowa City, IA
- Region
- Midwest
- County
- LINN
- Address
- 4201 42nd St NE
- Time zone
- CT (UTC-6)
- Office locations
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