Securities Management & Research, Inc.
Firm details
- Headquarters
- Cedar Rapids, Iowa
- CRD number
- 759
- Registered since
- March 5, 1966
Firm profile
FINTRXOverview
Securities Management & Research, Inc. is organized as a corporation and is listed in FINTRX as having registered with the SEC in 1966. The platform records the firm's ownership as a mix of a domestic entity and individual ownership and classifies the firm as "Unclassified." FINTRX flags the firm as not acting as a capital allocator and not an active ESG investor. It is also listed as not being a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The firm did not provide FINTRX with detail on its business activities, advisory services, client base, fee structure, or affiliations. FINTRX also indicates the firm has not supplied information about its activities and affiliations.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 7
Kimberly Chapman
Chief Compliance OfficerCRD 2527036

Joanna Schaul
Chief Administrative OfficerCRD 4947759

Brittany Michelle Noethen
Chief Technology OfficerCRD 2610543
Contacts
3 of 74Kacey Thomas
OwnerCRD 3214716
Brian Bortz
Multi-Line General AgentCRD 1698033

Edwin Alft
OwnerCRD 1773831
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Cedar Rapids, IA
Linn
Location
Cedar Rapids, IA
Headquartered in Cedar Rapids, IA, anchoring the Cedar Rapids-Iowa City, IA metro in the Midwest.
- Metro area
- Cedar Rapids-Iowa City, IA
- Region
- Midwest
- County
- Linn
- Address
- 4201 42nd St Ne
- Time zone
- CT (UTC-6)
- Office locations
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