Wealthspire Retirement Advisory
Firm details
- Headquarters
- Aliso Viejo, California
- CRD number
- 121254
- Registered since
- January 31, 2006
- Website
- www.wealthspire.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Pension & Profit Sharing Plans93.62%
- HNWI4.36%
- Individuals2.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Wealthspire Retirement Advisory operates as an independent registered investment adviser organized as an LLC and first registered with the SEC in 2006. The firm positions itself as a capital allocator and retirement-focused advisory practice serving both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and selection of sub‑advisers. Fee arrangements are flexible and include percentage‑of‑AUM billing as well as hourly and fixed fees. The firm reports being an active ESG investor and lists relationships with other industry participants such as trust companies and insurance firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities8%
- Cash & Cash Equivalents8%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 6
Michael Lamena
Chief Executive OfficerCRD 2797064
Geoffrey Keeling
Chief Investment OfficerCRD 2644071
Brad Long
Chief Investment OfficerCRD 5358362
Contacts
3 of 149Deshon Robinson
Registered Investment AdvisorCRD 6154138
Susan Bowersox
Investment Adviser RepresentativeCRD 7280565
Easton Dickson
Associate Vice President, Wealth AdvisorCRD 7075589
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 249Active vs passive
$1.8B in ETFs
87%
$1.6B
5%
$234M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $295M | 389,343 | 16.12% |
Location
Aliso Viejo, CA
Orange
Location
Aliso Viejo, CA
Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 120 Vantis Dr
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Flexpath Strategies
RIAAliso Viejo, CA
Preston Capital
RIAAliso Viejo, CA
SST Benefits Consulting
RIAAliso Viejo, CA
Claraphi Advisory Network, LLC
RIAAliso Viejo, CA
Accelerate Retirement
RIAAliso Viejo, CA
Challenger Wealth Management
RIAAliso Viejo, CA