Anchor Capital

RIASEC RegisteredEst. 2002
Total AUM
$191M
Discretionary
$191M
100% of AUM
Avg account
$6.8M
Accounts
28
Employees
3
Advisory reps
3

Firm details

Headquarters
Aliso Viejo, California
CRD number
123543
Registered since
November 29, 2002
Website
anchor-capital.com
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies94.92%
  • Individuals2.68%
  • HNWI2.41%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Anchor Capital is a corporation-structured institutional SEC-registered registered investment adviser that began registration in 2002 and is owned by an individual. The firm serves both individual & family clients and institutional customers and charges a percentage-of-AUM-based fee (along with other fee arrangements). Anchor Capital’s advisory work centers on discretionary portfolio management for individuals and small businesses, investment companies, and other businesses or institutions. The firm does not describe itself as an active ESG investor and is not registered as a multi-state or newly formed adviser; it also does not list pension consulting or related-adviser activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 18%, Cash & Cash Equivalents 2%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents2%

Owners & executives

2 of 2
  • Garrett Waters

    Garrett Waters

    Chief Executive Officer & PresidentCRD 4540929

  • Lawrence Stawiarski

    Lawrence Stawiarski

    General Counsel & Chief Compliance OfficerCRD 2055998

Contacts

1 of 1
  • Mark Bloomlee

    Mark Bloomlee

    Vice PresidentCRD 6497147

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$138M in ETFs

Passive

91%

$125M

Active

7%

$12.2M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$81M110,00058.87%
Unlock additional holdings →

Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
15 Enterprise
Time zone
PT (UTC-8)
Office locations

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