ANCHOR CAPITAL
Firm details
- Headquarters
- ALISO VIEJO, California
- CRD number
- 123543
- Registered since
- November 29, 2002
- Website
- anchor-capital.com
- Custodians
- CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies94.92%
- Individuals2.68%
- HNWI2.41%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Anchor Capital is a privately owned corporate RIA that has been SEC-registered since 2002. The firm serves both individuals and families and institutional clients, charging fees that include a percentage of assets under management and other fee arrangements. Its core advisory work centers on discretionary portfolio management for individuals and small businesses, investment companies, and other business or institutional clients. Regulatory filings indicate Anchor Capital does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant. Ownership is listed as individual rather than institutionally held.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities18%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2GARRETT WATERS
Chief Executive Officer & PresidentCRD 4540929
LAWRENCE STAWIARSKI
General Counsel & Chief Compliance OfficerCRD 2055998
Contacts
1 of 1MARK BLOOMLEE
Vice PresidentCRD 6497147
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 12Active vs passive
$130M in ETFs
90%
$116M
9%
$13.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $76.5M | 132,500 | 58.92% |
Location
ALISO VIEJO, CA
ORANGE
Location
ALISO VIEJO, CA
Headquartered in ALISO VIEJO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 15 Enterprise
- Time zone
- PT (UTC-8)
- Office locations
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