Preston Capital

RIASEC RegisteredEst. 2023
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$352M
Accounts
3
Employees
18
Advisory reps
5

Firm details

Headquarters
Aliso Viejo, California
CRD number
328417
Registered since
October 19, 2023
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Preston Capital is organized as a limited liability company and operates as a private equity fund manager that provides portfolio management for pooled investment vehicles. The firm is SEC-registered (2023) and serves institutional clients. Ownership is split between a domestic entity and individual owners, and Preston Capital functions as sponsor, general partner and managing member of the funds it operates. Its fee model combines a percentage-of-assets management fee with performance-based compensation consistent with private equity structures. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Jonathan Nelson

    Jonathan Nelson

    CIOCRD 7810031

  • William Hogan

    William Hogan

    President, Chief Financial OfficerCRD 7810045

  • David Posnick

    David Posnick

    CEOCRD 1389553

Contacts

2 of 2
  • Jonathan Brooks

    Jonathan Brooks

    Managing Director, Head of TradingCRD 7810049

  • Courtney Wassef

    Vice PresidentCRD 8201653

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Aliso Viejo, CA

Orange

Location

Aliso Viejo, CA

Headquartered in Aliso Viejo, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
120 Vantis Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth