Wealth Compass Financial, Inc.
Firm details
- Headquarters
- Carlsbad, California
- CRD number
- 290139
- Registered since
- January 21, 2026
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI52.8%
- Individuals45.21%
- Pension & Profit Sharing Plans2%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Wealth Compass Financial, Inc. is a privately owned corporate RIA that manages client portfolios for individuals, families and select institutional relationships. The firm charges fees based on a percentage of assets under management and lists portfolio management for individuals/small businesses plus selection of other advisers among its advisory services. It identifies as a capital allocator and does not characterize itself as an active ESG investor. The firm’s regulatory filing shows SEC registration listed for 2026 and an owner-type of Individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Cash & Cash Equivalents11%
- Exchange Traded Equities9%
Owners & executives
1 of 1
Steven Nuckols
President, Chief Compliance OfficerCRD 6320555
Contacts
1 of 1
Tod Lenhoff
Wealth ManagerCRD 3255143
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Carlsbad, CA
San Diego
Location
Carlsbad, CA
Headquartered in Carlsbad, CA, in the West of the United States.
- Region
- West
- County
- San Diego
- Address
- 5860 Owens Ave
- Time zone
- PT (UTC-8)
- Office locations
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