DBA SEASIDE FINANCIAL & INSURANCE SERVICES

RIASEC RegisteredEst. 2018

Total AUM

$81.2M

Discretionary

$81.2M

100% of AUM

Avg account

$241K

Accounts

337

Employees

Advisory reps

Firm details

Headquarters: CARLSBAD, California
CRD number: 289985
Registered since: March 30, 2018
Website: www.seasideadvisory.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI69.28%
Individuals30.72%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

DBA Seaside Financial & Insurance Services is an independent registered investment adviser that has been SEC-registered since 2018 and is owned by an individual. The firm serves individual and family clients and combines advisory work with insurance brokerage. Its advisory capabilities include financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, pension consulting, selection of other advisers, and educational seminars and workshops. The firm operates as a capital allocator and charges clients via a mix of percentage-of-AUM, hourly, and fixed fees.