Waveland Capital Partners LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
40054
Registered since
May 9, 1997

Firm profile

FINTRX

Overview

Waveland Capital Partners LLC is organized as a limited liability company and is registered with the SEC; its registration dates to 1997. Filings identify ownership as a combination of a domestic entity and an individual, and the firm is classified as "unclassified" in the available dataset. The record flags several negative attributes explicitly — it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant and not a related adviser. Public records supplied to FINTRX contain very limited detail on the firm’s business lines, client mix, fee structure or advisory activities, so there is little visibility into how Waveland positions its services or sources new business.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Trisha Prince

    Trisha Prince

    Chief Compliance OfficerCRD 2941980

Contacts

3 of 9
  • Ante Skorput

    Ante Skorput

    WholesalerCRD 4642666

  • Adam Dooley

    Adam Dooley

    PresidentCRD 2547292

  • John Naslund

    John Naslund

    PartnerCRD 1903094

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
19800 Mac Arthur Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth