Mischler Financial Group, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
69
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
37818
Registered since
March 9, 1995

Firm profile

FINTRX

Overview

Mischler Financial Group, Inc. is organized as a corporation and is classified in the record as an investment bank. The firm appears in SEC records going back to 1995. Ownership is listed as a combination of a domestic entity and an individual, and the profile flags indicate the firm is not acting as a capital allocator. The dataset does not list client segments, fee schedules, business lines, or advisory offerings; it also lists no activity or affiliation details. Regulatory and profile flags show Mischler Financial Group, Inc. is not identified as an active ESG investor, not designated a multi-state adviser, and not described as a pension consultant or related adviser in the available record. Those attributes, together with the absence of reported advisory activity, align with its classification as an investment bank rather than a traditional SEC-registered asset manager focused on discretionary client portfolios.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Dean Chamberlain

    Dean Chamberlain

    Chief Executive OfficerCRD 2262338

  • Carl Spangler

    Carl Spangler

    Chief Financial OfficerCRD 5928605

Contacts

3 of 67
  • Thomas Di Galoma

    Thomas Di Galoma

    Managing DirectorCRD 1498441

  • Anthony Farren

    Managing DirectorCRD 1697174

  • Doyle Holmes

    Doyle Holmes

    PresidentCRD 1556260

Unlock 64 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
19800 Mac Arthur Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth