Mischler Financial Group, Inc.
Firm details
- Headquarters
- Irvine, California
- CRD number
- 37818
- Registered since
- March 9, 1995
- Website
- mischlerfinancial.com
Firm profile
FINTRXOverview
Mischler Financial Group, Inc. is organized as a corporation and is classified in the record as an investment bank. The firm appears in SEC records going back to 1995. Ownership is listed as a combination of a domestic entity and an individual, and the profile flags indicate the firm is not acting as a capital allocator. The dataset does not list client segments, fee schedules, business lines, or advisory offerings; it also lists no activity or affiliation details. Regulatory and profile flags show Mischler Financial Group, Inc. is not identified as an active ESG investor, not designated a multi-state adviser, and not described as a pension consultant or related adviser in the available record. Those attributes, together with the absence of reported advisory activity, align with its classification as an investment bank rather than a traditional SEC-registered asset manager focused on discretionary client portfolios.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Dean Chamberlain
Chief Executive OfficerCRD 2262338

Carl Spangler
Chief Financial OfficerCRD 5928605
Contacts
3 of 67Thomas Di Galoma
Managing DirectorCRD 1498441
Anthony Farren
Managing DirectorCRD 1697174

Doyle Holmes
PresidentCRD 1556260
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Irvine, CA
Orange
Location
Irvine, CA
Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 19800 Mac Arthur Blvd
- Time zone
- PT (UTC-8)
- Office locations
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