Walled Lake Planning & Wealth Management, LLC
Firm details
- Headquarters
- Highland Park, Illinois
- CRD number
- 299595
- Registered since
- December 6, 2018
- Website
- wlpwm.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals54.31%
- HNWI45.29%
- Pension & Profit Sharing Plans0.39%
- Other0.01%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Walled Lake Planning & Wealth Management, LLC is an independent, owner-operated RIA organized as an LLC and SEC registered in 2018. The firm manages portfolios and delivers financial planning primarily for individuals, families and small businesses while also working with select institutional clients. Its advisory model is fee-based, charging a percentage of assets under management, and the firm additionally conducts insurance brokerage activities. The firm is not positioned as a dedicated capital allocator or pension consultant and does not identify as an active ESG investor. Advisory services emphasize bespoke financial planning and portfolio management for individual and small-business clients rather than multi-state or institutional-only offerings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities27%
- Cash & Cash Equivalents10%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$281M in ETFs
72%
$202M
27%
$78.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO 1-5 YEAR US TIPS INDEX EXCHANGE-TRADED FUND (STPZ) | PIMCO | Passive | Short Term Inflation Protected Bond | $32.8M | 632,442 | 11.69% |
Location
Highland Park, IL
Lake
Location
Highland Park, IL
Headquartered in Highland Park, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 600 Elm Pl
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
New Vernon Wealth Management LLC
RIAHighland Park, IL
Fort Sheridan Advisors LLC
RIAHighland Park, IL
Precise Investment Management, Inc.
RIAHighland Park, IL
New Vernon Investment Management LLC
RIAHighland Park, IL
CL Wealth Management LLC
RIASchaumburg, IL
Stenger Family Office, LLC
RIANaperville, IL