WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- HIGHLAND PARK, Illinois
- CRD number
- 299595
- Registered since
- December 6, 2018
- Website
- wlpwm.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals54.31%
- HNWI45.29%
- Pension & Profit Sharing Plans0.39%
- Other0.01%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Walled Lake Planning & Wealth Management, LLC is an independent registered investment adviser structured as an LLC and operating since 2018. The firm serves both individual and family clients as well as institutional relationships, offering financial planning and portfolio management for individuals and small businesses. Its primary fee model charges a percentage of assets under management. The firm also functions as an insurance broker and distributes annuity products as part of its client solutions. Walled Lake is not positioned as a multi-state adviser or pension consultant, does not act as a capital allocator, and does not list active ESG investing as a practice.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities27%
- Cash & Cash Equivalents10%
Owners & executives
1 of 1ZACHARY WALTERS
Managing Principal, Chief Investment OfficerCRD 5157083
Contacts
3 of 5BLAKE SCIERA
Client AssociateCRD 8214945
NOEL COOPER
Co-FounderCRD 3175789
LOUIS KLIEGER
Senior Relationship ManagerCRD 6521252
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 48Active vs passive
$215M in ETFs
66%
$142M
32%
$73.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO ULTRA SHORT GOVERNMENT ACTIVE EXCHANGE-TRADED FUND (BILZ) | PIMCO | Active | Ultrashort Bond | $28.2M | 279,132 | 13.12% |
Location
HIGHLAND PARK, IL
LAKE
Location
HIGHLAND PARK, IL
Headquartered in HIGHLAND PARK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- LAKE
- Address
- 600 Elm Pl
- Time zone
- CT (UTC-6)
- Office locations
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