NEW VERNON INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2012

Total AUM

$116M

Discretionary

$116M

100% of AUM

Avg account

$10.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: HIGHLAND PARK, Illinois
CRD number: 160247
Registered since: March 30, 2012
Website: www.newvernonwealth.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Pooled Investment Vehicles97.92%
Corporations / Businesses2.08%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

New Vernon Investment Management LLC is an SEC-registered hedge fund adviser formed in 2012 and organized as an LLC. The firm serves an institutional client base and acts principally as a manager of pooled investment vehicles; filings identify advisory roles that include portfolio management for pooled vehicles and for businesses or institutions, plus activities tied to security ratings or pricing services. Regulatory disclosures also list the firm as engaging in CPO/CTA activities and serving as a sponsor, general partner or managing member of pooled vehicles, indicating it operates and manages private fund structures. Fee arrangements include a mix of percentage-of-assets, fixed fees and performance-based fees. The firm does not identify itself as an active ESG investor and is not flagged as a multistate or newly formed adviser. Industry affiliations noted on filings include relationships with broker-dealers and other investment advisers in addition to its CPO/CTA roles.