New Vernon Wealth Management LLC
Firm details
- Headquarters
- Highland Park, Illinois
- CRD number
- 164775
- Registered since
- January 1, 2013
- Website
- www.newvernonwealth.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI95.66%
- Individuals4.34%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
New Vernon Wealth Management LLC is an independent registered investment adviser that provides portfolio management to individuals and small businesses. The firm is SEC-registered (registration year: 2013) and operates as a limited liability company owned by domestic entity/individual interests. Its client base is concentrated on individual and family relationships and it charges fees based on a percentage of assets under management. The firm does not describe itself as an active ESG investor and is not designated as a multi-state or newly formed adviser. Reported advisory activity centers on discretionary portfolio management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Cash & Cash Equivalents13%
- Investment Grade Corp Bonds5%
- US Government Bonds1%
Owners & executives
1 of 1
Daniel Shapiro
CEO & CCOCRD 1989147
Contacts
3 of 4Arshad Zakaria
Chairman of the BoardCRD 2820745
Steven Shapiro
PrincipalCRD 2153746
Gary Just
ComplianceCRD 2101902
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Highland Park, IL
Lake
Location
Highland Park, IL
Headquartered in Highland Park, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 799 Central Ave
- Time zone
- CT (UTC-6)
- Office locations
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