Vega Capital Group LLC

RIASEC RegisteredEst. 2017
Total AUM
$155M
Discretionary
$155M
100% of AUM
Avg account
$1.2M
Accounts
127
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
129494
Registered since
August 30, 2017
Custodians
MORGAN STANLEY & CO. LLC, LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI70.16%
  • Corporations / Businesses25.59%
  • Individuals4.25%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Vega Capital Group LLC is a privately owned investment adviser organized as an LLC and registered with the SEC in 2017. The firm serves both high-net-worth individuals and families as well as institutional clients, delivering discretionary portfolio management across separately managed accounts and institutional mandates. Vega charges both a percentage-of-assets fee and performance-based fees on select strategies, which signals they run some active, outcome-oriented sleeves in addition to traditional AUM-based management. Investment emphasis tilts toward publicly traded equities: the firm maintains a clear preference for exchange-traded securities as the primary building block for client portfolios. Portfolio management activities span individuals and small-business owners through to business and institutional accounts, and all reported assets are managed on a discretionary basis. Vega does not identify as an ESG-focused manager and is not registered as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Investment Grade Corp Bonds 16%, US Government Bonds 8%, Non-Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 2%, State & Local Bonds 1%, Public Funds/Mutual Funds 1%66%
  • Exchange Traded Equities66%
  • Investment Grade Corp Bonds16%
  • US Government Bonds8%
  • Non-Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Leonid Pinski

    Leonid Pinski

    Managing DirectorCRD 4213723

  • Ivan Gvardin

    Ivan Gvardin

    Business AnalystCRD 8019961

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth