Broadview Wealth Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 174429
- Registered since
- November 13, 2024
- Website
- www.broadviewwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI73.15%
- Individuals15.24%
- Corporations / Businesses11.62%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Broadview Wealth Management, LLC is an independent, owner-operated advisory firm organized as an LLC and registered with the SEC in 2024. The firm serves individual and family clients and bills on a percentage-of-AUM and fixed-fee basis. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses, and business or institutional clients. Broadview does not position itself as a capital allocator and does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds99%
- Investment Grade Corp Bonds1%
Contacts
1 of 1
Thomas Bailey
President and FounderCRD 6435763
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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