Validex Global Investing

RIASEC Registered

Total AUM

$353M

Discretionary

$102M

29% of AUM

Avg account

$241K

Accounts

1,466

Employees

4

Advisory reps

8

Firm details

Headquarters: Irvine, California
CRD number: 166575
Registered since: October 29, 2013
Website: validusgrowth.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Other Investment Advisers71.11%
Investment Companies28.22%
Individuals0.67%
Services: Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Validex Global Investing is a limited liability company structured as an institutional registered investment adviser. The firm is registered with the SEC and registered in 2013. Its client mix includes high-net-worth individuals and families as well as institutional mandates. Advisory services focus on portfolio management for individuals and small businesses and management for investment companies. The firm charges a mix of percentage-of-AUM, fixed fees, and performance-based fees. It does not list ESG investing as an active emphasis and is not characterized as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities97%
Cash & Cash Equivalents3%

Owners & executives

3 of 3

Raymond Lucia
Chairman & CEOCRD 4504365
Mark Scalzo
Chief Investment OfficerCRD 2365455
Celia Murphey
Chief Compliance OfficerCRD 7525997

Contacts

3 of 5

Joseph Lucia
President, Wealth ManagerCRD 4945945
Veronique Sanchez-scalzo
MemberCRD 6213262
Pamela Delaney
PresidentCRD 2006838

Unlock 2 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Orange
Address: 2211 Michelson Dr
Time zone: PT (UTC-8)
Office locations

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