Prosperity Wealth Planning LLC
Firm details
- Headquarters
- Irvine, California
- CRD number
- 315163
- Registered since
- July 19, 2021
- Website
- prosperitywealthplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI88.81%
- Individuals10.85%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Prosperity Wealth Planning LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. It is owned by an individual and serves both individual/family and institutional clients. The firm charges clients via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Primary advisory activities reported are comprehensive financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. The firm does not identify as an active ESG investor and is not positioned as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Cash & Cash Equivalents11%
- US Government Bonds10%
- Exchange Traded Equities6%
- Investment Grade Corp Bonds4%
Contacts
3 of 4
Carolanne Chavanne
FounderCRD 1767189
Robert Price
Financial PlannerCRD 7646449
Jordan Bromley
Associate Financial PlannerCRD 7086414
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Irvine, CA
Orange
Location
Irvine, CA
Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 3349 Michelson Dr
- Time zone
- PT (UTC-8)
- Office locations
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