Klein Pavlis & Peasley Financial, Inc.

Overview

Klein Pavlis & Peasley Financial, Inc. is an independent, individually owned registered investment adviser that began SEC registration in 2021 and operates as a corporation. The firm serves both individual and family clients as well as institutional accounts. Its advisory model includes discretionary portfolio management for individuals and small businesses, along with publishing newsletters or periodicals and running educational seminars or workshops. Fee arrangements include percentage-of-AUM billing along with subscription and other fee structures. The firm is not positioned as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser or pension consultant. An industry affiliation as a real estate broker is also disclosed.

Assets & Accounts

Public Holdings

Investments & Alternatives