Charles Fish Investments, Inc.

RIASEC RegisteredEst. 1996

Total AUM

$331M

Discretionary

$331M

100% of AUM

Avg account

$7.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Irvine, California
CRD number: 110445
Registered since: August 13, 1996
Website: www.charlesfishinvestments.com
Custodians: U.S. BANK, N.A., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals96.8%
HNWI1.72%
Corporations / Businesses1.48%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Charles Fish Investments, Inc. is an independent registered investment adviser organized as a corporation and operating since 1996. The firm serves individual and family clients and also provides portfolio management for small businesses and other institutional clients. Its fee model combines percentage-of-AUM billing with fixed fees. Filings indicate the adviser is not marketing itself as an ESG investor and does not list pension consulting or multi-state adviser status; ownership is listed as a mix of a domestic entity and an individual. The firm identifies itself on regulatory documents as an "other investment adviser" under industry affiliations.