VALIDATE CAPITAL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
133371
Registered since
April 22, 2005

Firm profile

FINTRX

Overview

Validate Capital Markets, LLC is organized as a limited liability company and has been registered with the SEC since 2005. Public filings list ownership as a combination of a domestic entity and an individual. The firm's regulatory profile in the dataset is largely unclassified: it is not designated as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, and it does not identify as a pension consultant or related adviser. The firm has not provided detailed information about its investment strategies, target client segments, or advisory services in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JEAN URQUIOLA

    Chief Compliance OfficerCRD 1806619

Contacts

2 of 2
  • STEVEN SINGER

    FinOpCRD 2360737

  • DAVID MACK

    General Securities PrincipalCRD 2164969

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
505 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth