Urban Wealth Management Or Uwm
Firm details
- Headquarters
- ,
- CRD number
- 285633
- Registered since
- January 3, 2017
- Website
- www.urbanwm.com
- Custodians
- CHARLES SCHWAB & CO., INC., JOHN HANCOCK DISTRIBUTORS LLC, PRINCIPAL SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI64.37%
- Individuals27.75%
- Pension & Profit Sharing Plans7.88%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Urban Wealth Management Or Uwm is an independent registered investment advisor organized as a limited liability company and SEC-registered since 2017. The firm is individually owned and serves both individuals and families as well as institutional clients. Compensation is charged primarily as a percentage of assets under management and through fixed fees. Its advisory menu, drawn from its regulatory disclosures, includes financial planning, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and educational seminars or workshops. The firm does not identify as an active ESG investor and is not a capital allocator; it also lists an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds40%
- Exchange Traded Equities25%
- Cash & Cash Equivalents13%
- US Government Bonds10%
- State & Local Bonds6%
Owners & executives
2 of 2
Rene Nourse
Founder & CEOCRD 1006530
Lily Rocha
Chief Operating Officer & Chief Compliance OfficerCRD 6377363
Contacts
2 of 2Julia Seroskie
Vice President of Wealth ManagementCRD 5111629
April Charles
Senior Vice PresidentCRD 4156837
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 58Active vs passive
$51.9M in ETFs
82%
$42.5M
10%
$9.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK SEMICONDUCTOR ETF (SMH) | VanEck | Passive | Technology | $6.8M | 10,389 | 13.13% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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