Up Capital Management, Inc.

Overview

Up Capital Management, Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 2014. The firm serves both individual & family clients and institutional accounts, offering a mix of financial planning and discretionary portfolio management for individuals and small businesses. Its client-facing services also include pension consulting and the publication of periodicals or newsletters. Compensation arrangements are flexible, with fee models that include a percentage of assets under management as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser. It is not a capital allocator but does maintain industry activity as a sponsor of limited partnerships (excluding pooled investment vehicles), which can facilitate access to third-party alternative managers.

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Location & Offices