UNITED BROKERAGE SERVICES INC

Broker-DealerFINRA MemberEst. 2015
Total AUM
$372M
Discretionary
$0
0% of AUM
Accounts
1,390
Employees
95
Advisory reps
75
Brokerage reps
70

Firm details

Headquarters
PARKERSBURG, West Virginia
CRD number
39062
Registered since
January 9, 2015
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM
Client types
  • Individuals76.9%
  • HNWI16.53%
  • Corporations / Businesses6.56%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

United Brokerage Services Inc. is a corporation registered with the SEC since 2015 that operates as both a broker-dealer and an insurance broker while providing fee-based portfolio management. Its client base spans individuals and families as well as institutional and business clients. The firm charges fees as a percentage of assets under management and identifies itself as an active ESG investor. Ownership is listed as a combination of domestic entity and individual stakeholders. Advisory activity is focused on portfolio management for individuals and small businesses, along with portfolio management for businesses and institutions. The firm is not identified as a multi-state registered adviser despite operating in multiple states.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%, Cash & Cash Equivalents 6%100%
  • Exchange Traded Equities100%
  • Cash & Cash Equivalents6%

Owners & executives

2 of 2
  • THOMAS MUDLAFF

    Senior Vice President & Chief Operating OfficerCRD 2359466

  • MICHEAL EARL

    Senior Vice President & Chief Compliance OfficerCRD 4266715

Contacts

3 of 73
  • MATTHEW AMBROSIO

    Financial AdvisorCRD 7268416

  • Samuel Hershberger

    Financial AdvisorCRD 1701083

  • VIOLET BAIRD

    Vice President, Branch ManagerCRD 5336528

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PARKERSBURG, WV

WOOD

Location

PARKERSBURG, WV

Headquartered in PARKERSBURG, WV, anchoring the Parkersburg-Marietta-Vienna, WV-OH metro in the South.

Metro area
Parkersburg-Marietta-Vienna, WV-OH
Region
South
County
WOOD
Address
514 Market St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth