FIRST DALLAS SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2006

Total AUM

$336M

Discretionary

$336M

100% of AUM

Accounts

266

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 24549
Registered since: January 30, 2006
Website: www.firstdallas.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Commissions
Client types: HNWI71.49%
Individuals13.7%
Corporations / Businesses7.72%
Banking / Thrift Institutions5.05%
Charitable Organizations2.04%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

First Dallas Securities, Inc. operates as a broker-dealer that also provides portfolio management for individuals and small businesses. The firm serves both individual/family and institutional clients and charges clients on a commission basis rather than an advisory fee model. It is not positioned as a multi-state or pension consultant adviser and is not identified as an active ESG investor or a capital allocator. The entity has been SEC-registered since 2006 and is owned by a combination of a domestic entity and an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities79%
Public Funds/Mutual Funds18%
Cash & Cash Equivalents3%

Owners & executives

3 of 6

CHARMAGNE DARABADEY
Chief Compliance OfficerCRD 1481560
CLARK HODGES
Director of Business Development and Chief Marketing OfficerCRD 2202654
ERIC MARSHALL
President, Co‑CIOCRD 2981115