First Dallas Securities, Inc.

Broker-DealerFINRA MemberEst. 2006

Total AUM

$336M

Discretionary

$336M

100% of AUM

Accounts

266

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Dallas, Texas
CRD number: 24549
Registered since: January 30, 2006
Website: www.firstdallas.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Commissions
Client types: HNWI71.49%
Individuals13.7%
Corporations / Businesses7.72%
Banking / Thrift Institutions5.05%
Charitable Organizations2.04%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

First Dallas Securities, Inc. is a commission-based broker-dealer that also provides portfolio management for individuals and small businesses. The firm serves both individual/family and institutional clients but operates with a relatively compact client base. It is not structured as a multi-state adviser, does not present itself as a capital allocator, and does not identify as an active ESG investor. The business is organized as a corporation owned by domestic entities and individuals and has been SEC-registered since 2006.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities79%
Public Funds/Mutual Funds18%
Cash & Cash Equivalents3%

Owners & executives

3 of 5

Eric Marshall
President, Co‑CIOCRD 2981115
Craig Hodges
Founder & CEOCRD 1714289
Clark Hodges
Director of Business Development and Chief Marketing OfficerCRD 2202654