Union Capital Company
Firm details
- Headquarters
- Tucson, Arizona
- CRD number
- 110301
- Registered since
- May 26, 2021
- Website
- www.unioncapital.com
- Custodians
- RBC CAPITAL MARKETS, LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Commissions
- Client types
- HNWI51.33%
- Individuals48.67%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Union Capital Company is a corporate broker-dealer and insurance broker that also provides advisory services to individuals, families and small businesses. The firm is SEC-registered (since 2021) and describes itself as a capital allocator that charges fees based on a percentage of assets under management and via commissions. Advisory activity centers on portfolio management for individuals and small businesses and on selecting outside advisers; the firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds36%
- Cash & Cash Equivalents5%
- Other5%
- Investment Grade Corp Bonds4%
Contacts
3 of 12Steven Hill
Registered RepresentativeCRD 4288639
Joseph Bodkin
DirectorCRD 24606
Max Safdie
Registered RepresentativeCRD 408921
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Tucson, AZ
Pima
Location
Tucson, AZ
Headquartered in Tucson, AZ, anchoring the Tucson-Nogales, AZ metro in the West.
- Metro area
- Tucson-Nogales, AZ
- Region
- West
- County
- Pima
- Address
- 6083 E Grant Rd
- Time zone
- MT (UTC-7)
- Office locations
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