Ullico Investment Company, LLC

Broker-DealerFINRA MemberEst. 2005

Total AUM

—

Advisory reps

20

Avg account

$0

Firm details

Headquarters: Silver Spring, Maryland
CRD number: 135195
Registered since: November 1, 2005
Website: www.ullico.com

Firm profile

FINTRX

Overview

Ullico Investment Company, LLC is organized as a limited liability company and has been registered with the SEC since 2005. Ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified and indicates it does not operate as a capital allocator, is not an active ESG investor, and is not designated a multi-state or newly formed adviser. The record also notes the firm is not identified as a pension consultant or a related adviser. Details on client segments, fee arrangements, core business activities, and advisory services were not provided in the source data.

Assets & Accounts

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

Yinan Yu
CFO and DirectorCRD 7787306
Cathy Humphrey
Chief Operating OfficerCRD 4899999

Contacts

3 of 18

Darin Hardy
Vice President, Corporate ControllerCRD 7530984
Christen Eshleman
AnalystCRD 7783630
Michael Cavanaugh
Marketing AssociateCRD 6818063

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Silver Spring, MD

Montgomery

Location

Silver Spring, MD

Headquartered in Silver Spring, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Montgomery
Address: 8403 Colesville Rd
Time zone: ET (UTC-5)
Office locations

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