Ullico Investment Company, LLC

Broker-DealerFINRA MemberEst. 2005

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Bethesda, Maryland
CRD number: 135195
Registered since: November 1, 2005
Website: www.ullico.com

Firm profile

FINTRX

Overview

Ullico Investment Company, LLC is organized as a limited liability company and has been SEC-registered since 2005. Ownership is recorded as a combination of a domestic entity and an individual. The firm is classified as unclassified in the available records. Regulatory and operational attributes reported to FINTRX show the firm is not identified as a capital allocator, is not an active ESG investor, and is not a multi-state adviser. It is not listed as a newly formed adviser, a pension consultant, or a related adviser. Several common profile items—such as client segmentation, fee arrangements, stated business activities and advisory services—are not provided in the source data.

Assets & Accounts

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2

Cathy Humphrey
Chief Operating OfficerCRD 4899999
Yinan Yu
CFO and DirectorCRD 7787306

Contacts

3 of 18

Joseph Linehan
PresidentCRD 4951041
Adam Fried
Vice PresidentCRD 4949851
Richard Larocque
Vice President, Compliance and Associate General CounselCRD 2874559