NC Securities, LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
Easton, Maryland
CRD number
141074
Registered since
November 16, 2006

Firm profile

FINTRX

Overview

NC Securities, LLC is organized as a limited liability company and is classified in public records as an investment bank. The firm has been SEC-registered since 2006 and is owned by a combination of a domestic entity and an individual. Filings indicate the firm does not position itself as a capital allocator and does not identify as an active ESG investor. The snapshot does not provide granular detail about the firm's business lines, advisory services, client segments, or fee arrangements. It is also flagged as not being a multi-state adviser, not newly formed, and not listed as a pension consultant or related adviser in the available summary.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Darren Womer

    Darren Womer

    President, CEOCRD 2618788

  • Mark Baer

    Mark Baer

    Founder & CEOCRD 4329921

Contacts

3 of 15
  • Michael Board

    Managing DirectorCRD 5135712

  • Robert Schwartzberg

    Robert Schwartzberg

    Senior AdvisorCRD 1405442

  • George Bavin

    George Bavin

    Registered RepresentativeCRD 2711101

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Easton, MD

Talbot

Location

Easton, MD

Headquartered in Easton, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Talbot
Address
101 Marlboro Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth