CGA Securities, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Baltimore, Maryland
CRD number
32301
Registered since
June 4, 1993

Firm profile

FINTRX

Overview

CGA Securities, LLC is a limited liability company that has been SEC-registered since 1993. Ownership is split between a domestic entity and an individual. The firm is classified as unclassified in the available snapshot data. Available disclosures indicate CGA Securities, LLC does not operate as a capital allocator and does not identify as an active ESG investor. It is not designated as a multi-state adviser, not a newly formed adviser, not a pension consultant, and not listed as a related adviser. Details on client segments, fee schedules, specific business activities, and advisory offerings are not provided in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Robert Campbell

    FinOpCRD 1349154

  • Otto Lowe

    Otto Lowe

    Managing DirectorCRD 1911604

  • Robert Pohlhaus

    Robert Pohlhaus

    Managing DirectorCRD 1982680

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore City
Address
2 Village Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth