Lombard Securities Incorporated

Broker-DealerFINRA MemberEst. 1991
Total AUM
—
Advisory reps
56
Avg account
$0

Firm details

Headquarters
Baltimore, Maryland
CRD number
27954
Registered since
February 11, 1991

Firm profile

FINTRX

Overview

Lombard Securities Incorporated is organized as a corporation and is listed in FINTRX as having been registered with the SEC in 1991. Ownership is noted as individual rather than institutional or corporate-held, and the firm is classified in the dataset as "Unclassified." FINTRX does not provide descriptions of the firm's advisory activities, business lines, or client segments, so publicly available details about the firm's strategy, target clients, or service model are limited.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • William Socha

    William Socha

    Co-CEO & CFOCRD 712323

  • Charles Fox

    Charles Fox

    Co-ceoCRD 1201770

  • Terry Donlan Welker

    Chief Compliance OfficerCRD 2825889

Contacts

3 of 53
  • Harvey Byrd

    Harvey Byrd

    Investment Advisor RepresentativeCRD 5202142

  • Carrie Busse

    Carrie Busse

    Investment Advisor RepresentativeCRD 4270168

  • Arthur Gallo

    Arthur Gallo

    Financial AdvisorCRD 6999665

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore City
Address
1820 Lancaster St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth