CEROS FINANCIAL SERVICES, INC.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
143
Avg account
$0

Firm details

Headquarters
ROCKVILLE, Maryland
CRD number
37869
Registered since
October 5, 1995

Firm profile

FINTRX

Overview

Ceros Financial Services, Inc. is organized as a corporation and has been SEC-registered since 1995. The firm's regulatory classification in the source data is "Investment Bank." Ownership is described as a mix of a domestic entity and an individual. The available record indicates the firm does not act as a capital allocator, is not flagged as an active ESG investor, and is not identified as a multi-state adviser, pension consultant, newly formed adviser, or related adviser. The data set does not include details on client segments, fee schedules, or the specific advisory and business activities the firm conducts.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • ROBERT MULDOON

    Independent ContractorCRD 2664336

  • MARK GOLDWASSER

    CEOCRD 1334008

  • KIM POWELL

    CFOCRD 6244231

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Contacts

3 of 134
  • Christian Bonaventura

    Registered RepresentativeCRD 8073718

  • BRIAN HUMPHREY

    Director, SalesCRD 4154008

  • JOHN ELLIS

    Registered RepresentativeCRD 1327778

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ROCKVILLE, MD

MONTGOMERY

Location

ROCKVILLE, MD

Headquartered in ROCKVILLE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
MONTGOMERY
Address
1445 Research Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth