Ceros Financial Services, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
144
Avg account
$0

Firm details

Headquarters
Rockville, Maryland
CRD number
37869
Registered since
October 5, 1995

Firm profile

FINTRX

Overview

Ceros Financial Services, Inc. is organized as a corporation and has been registered with the SEC since 1995. The firm is classified in the dataset as an investment bank and is owned by a combination of a domestic entity and an individual. The record flags Ceros as not serving as a capital allocator and not operating as an active ESG investor. Several routine adviser attributes are marked negative in the dataset: it is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The firm did not supply descriptive entries for its client base, fee structure, business activities, or advisory activities in the source material.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Robert Muldoon

    Robert Muldoon

    Independent ContractorCRD 2664336

  • Mark Goldwasser

    Mark Goldwasser

    CEOCRD 1334008

  • Kim Powell

    CFOCRD 6244231

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Contacts

3 of 135
  • Christian Bonaventura

    Registered RepresentativeCRD 8073718

  • Brian Humphrey

    Brian Humphrey

    Director, SalesCRD 4154008

  • John Ellis

    Registered RepresentativeCRD 1327778

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Rockville, MD

Montgomery

Location

Rockville, MD

Headquartered in Rockville, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
1445 Research Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth