TSA Management Inc

RIASEC Registered
Total AUM
$1.5B
Discretionary
$1.4B
96% of AUM
Avg account
$344K
Accounts
4,295
Employees
32
Advisory reps
30

Firm details

Headquarters
Glen Head, New York
CRD number
106440
Registered since
May 7, 1992
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI55.92%
  • Individuals44.08%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

TSA Management Inc. is an independent registered investment adviser organized as a corporation. The firm is SEC-registered and first registered in 1992. Ownership is listed as a combination of a domestic entity and an individual. TSA’s client base is focused on individuals and families, and its advisory work centers on portfolio management for individuals and small businesses. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm reports affiliations with a broker-dealer and an insurance company. TSA does not identify as an active ESG investor, is not designated a multi-state adviser, and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Other 29%, US Government Bonds 11%, Cash & Cash Equivalents 4%, Public Funds/Mutual Funds 2%55%
  • Exchange Traded Equities55%
  • Other29%
  • US Government Bonds11%
  • Cash & Cash Equivalents4%
  • Public Funds/Mutual Funds2%

Owners & executives

1 of 1
  • Rachel Pino

    CFOCRD 2381976

Contacts

3 of 29
  • Christine Malmborg

    Christine Malmborg

    Financial Advisor & Registered PrincipalCRD 5708309

  • Reese Hughes

    Reese Hughes

    Senior Financial PlannerCRD 5831565

  • Katherine Stein

    Katherine Stein

    Vice PresidentCRD 5878569

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Glen Head, NY

Nassau

Location

Glen Head, NY

Headquartered in Glen Head, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
725 Glen Cove Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth