GAM USA Inc.

RIASEC Registered

Total AUM

$1.5B

Discretionary

$1.5B

100% of AUM

Avg account

$134M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 110458
Registered since: December 11, 1989
Website: www.gam.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, BANK OF AMERICA, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pension & Profit Sharing Plans39.27%
Pooled Investment Vehicles37.12%
Insurance Companies18.01%
Corporations / Businesses5.6%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

GAM USA Inc. is a U.S. advisory arm of a broader ownership structure that includes foreign and individual owners. The firm is registered with the SEC (registered in 1989) and positions itself as a capital allocator serving institutional clients. Its advisory work focuses on portfolio management for pooled investment vehicles and for businesses or institutions, and it also performs manager selection for external advisers. Fee arrangements include both a percentage-of-AUM component and performance-based fees. The firm identifies as an active ESG investor and is involved in sponsor/GP activity for pooled vehicles in addition to operating as an investment adviser and CPO/CTA.