FPLF MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$1.5B
Accounts
1
Employees
140
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
331881
Registered since
September 16, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Fplf Management LLC is a U.S.-based limited liability company that registered with the SEC in 2024 and serves institutional clients. Its regulatory footprint and business descriptors identify it as an active CPO/CTA with advisory responsibilities that include portfolio management for investment companies. The firm charges both a percentage-of-AUM fee and performance-based fees, and its owner structure is listed as a combination of a domestic entity and an individual. It is not an ESG-focused adviser, is not designated as a multi-state adviser, and does not act as a pension consultant or capital allocator. Industry affiliations reported for Fplf Management LLC extend beyond pure investment management: the firm is connected with broker-dealer activity, other investment adviser roles, insurance companies, real estate brokerage, and sponsorship or GP/manager positions in pooled investment vehicles. Those affiliations indicate the firm operates across advisory, commodity/derivatives trading, and sponsored private-vehicle capacities rather than as a traditional retail RIA.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • AVRAHAM DREYFUSS

    Chief Financial OfficerCRD 7939655

  • PETER SIMONS

    Chief Compliance OfficerCRD 4032430

Contacts

3 of 4
  • BRIAN STEWART

    CRD 4828387

  • DAVID BROOKS

    General CounselCRD 5314938

  • AARON BLANCHETTE

    CRD 4419847

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1345 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth