Fplf Management LLC

RIASEC RegisteredEst. 2024
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Avg account
$1.5B
Accounts
1
Employees
140
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
331881
Registered since
September 16, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Fplf Management LLC is an institutional registered investment adviser organized as an LLC and registered with the SEC in 2024. The firm serves institutional clients rather than retail households and positions itself to provide portfolio management for investment companies while also operating in roles tied to commodity pools and trading advisory functions. Its stated fee model combines a percentage of assets under management with performance-based compensation, and it does not describe itself as an active ESG investor. The company is identified as a non-capital allocator, which suggests it acts as a direct manager or sponsor of investment vehicles rather than primarily selecting external managers. Regulatory and business classifications in the dataset show a broad set of affiliations — including broker-dealer, other investment adviser, insurance company, real estate broker and sponsor/GP roles — indicating a platform that can operate across fund management, commodity pool operations, and affiliated distribution or transactional activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Avraham Dreyfuss

    Chief Financial OfficerCRD 7939655

  • Peter Simons

    Chief Compliance OfficerCRD 4032430

Contacts

3 of 4
  • Brian Stewart

    CRD 4828387

  • David Brooks

    General CounselCRD 5314938

  • Aaron Blanchette

    CRD 4419847

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1345 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth