TRINITY CAPITAL ADVISER LLC

RIASEC RegisteredEst. 2024
Total AUM
$158M
Discretionary
$158M
100% of AUM
Avg account
$78.8M
Accounts
2
Employees
106
Advisory reps
5

Firm details

Headquarters
PHOENIX, Arizona
CRD number
326133
Registered since
March 22, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies80.41%
  • Pooled Investment Vehicles19.59%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Trinity Capital Adviser LLC operates as a private equity-focused adviser serving institutional clients and managing pooled investment vehicles. The firm’s mandate centers on portfolio management for investment companies and other pooled vehicles, and its fee model combines a percentage-of-assets approach with performance-based fees, which aligns compensation with investment outcomes. Trinity appears to allocate capital across active private-market strategies rather than broad retail-style beta exposures, placing emphasis on manager selection and deal-level oversight. Decision-making and product structure are oriented toward fund-based and pooled formats; the firm’s registered activities signal a focus on selecting external managers and overseeing private funds rather than offering stand-alone advisory accounts. The ownership base is concentrated—two owners with effectively equal stakes—which typically supports a compact governance structure and close alignment between owners and investment strategy execution.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Michael Testa

    Chief Financial OfficerCRD 7740064

  • Kyle Brown

    Chief Executive OfficerCRD 7740054

  • Ronald Kundich

    Chief Credit OfficerCRD 8063086

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Contacts

1 of 1
  • Sarah Stanton

    General CounselCRD 7740062

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PHOENIX, AZ

MARICOPA

Location

PHOENIX, AZ

Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
1 N 1st St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth