Farnam Financial

RIASEC Registered

Total AUM

$161M

Discretionary

$161M

100% of AUM

Avg account

$673K

Accounts

240

Employees

3

Advisory reps

3

Firm details

Headquarters: Phoenix, Arizona
CRD number: 306180
Registered since: April 30, 2025
Website: www.farnamfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI93.64%
Individuals6.36%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Farnam Financial is an independent, individual-owned RIA organized as an LLC and registered with the SEC in 2025. The firm serves individuals and families, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee model combines percentage-of-AUM billing with hourly and fixed-fee options, and it reports that it is not an active ESG investor and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds79%
Exchange Traded Equities15%
US Government Bonds2%
Investment Grade Corp Bonds2%
State & Local Bonds1%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 51

Active vs passive

$133M in ETFs

Passive

99%

$131M

Active

0%

$1.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD FTSE DEVELOPED MARKETS ETF (VEA)	Vanguard	Passive	Foreign Large Blend	$11.3M	162,126	8.50%

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Primary office

Phoenix, AZ

Maricopa

Location

Phoenix, AZ

Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area: Phoenix-Mesa, AZ
Region: West
County: Maricopa
Address: 2415 E Camelback Rd
Time zone: MT (UTC-7)
Office locations

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