Transitional Broker LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Draper, Utah
CRD number
304313
Registered since
May 1, 2020

Firm profile

FINTRX

Overview

Transitional Broker LLC is organized as a limited liability company and is listed as having both a domestic entity and individual ownership structure. The firm is categorized as unclassified in the available records. The profile indicates it does not act as a capital allocator and is not identified as an active ESG investor. It is also not designated as a multi-state adviser, newly formed adviser, pension consultant, or related adviser in the supplied data. The firm did not provide descriptive information about its client base, fee schedule, business lines, or advisory services, so lines of business and target client segments are not documented in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • Brad Myers

    Brad Myers

    Managing PartnerCRD 4171462

  • Laura Warnock

    Laura Warnock

    Qualified Plan ConsultantCRD 4220434

  • Aaron Hammer

    Aaron Hammer

    CRD 4803779

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Draper, UT

Salt Lake

Location

Draper, UT

Headquartered in Draper, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Salt Lake
Address
11650 S State St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth