Transitional Broker LLC
Firm details
- Headquarters
- Draper, Utah
- CRD number
- 304313
- Registered since
- May 1, 2020
- Website
- www.transitionalbroker.com
Firm profile
FINTRXOverview
Transitional Broker LLC is a limited liability company that registered with the SEC in 2020. FINTRX classifies the firm as unclassified and lists its owner type as a combination of a domestic entity and an individual. The profile indicates the firm does not act as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 11David James
CCOCRD 1241412
John Shumski
Investment Adviser RepresentativeCRD 1636896
Thomas Mulder
Registered Representative & Investment AdvisorCRD 1017836
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Draper, UT
Salt Lake
Location
Draper, UT
Headquartered in Draper, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.
- Metro area
- Salt Lake City-Provo-Orem, UT
- Region
- West
- County
- Salt Lake
- Address
- 11650 S State St
- Time zone
- MT (UTC-7)
- Office locations
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