Prep Securities, LLC

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Park City, Utah
CRD number
188522
Registered since
June 10, 2016

Firm profile

FINTRX

Overview

Prep Securities, LLC is organized as a limited liability company and is recorded as an SEC-registered adviser since 2016. FINTRX lists the firm’s owner type as a domestic entity and individual ownership, and it is categorized as unclassified. The snapshot indicates the firm is not flagged as a multi-state adviser, not active on ESG investing, and not identified as a pension consultant or related adviser. FINTRX provides very limited descriptive detail about the firm’s advisory activities, client mix, or fee arrangements.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Kevin Hull

    Kevin Hull

    Chief Compliance OfficerCRD 2104329

Contacts

3 of 5
  • Timothy Brennan

    Timothy Brennan

    Vice PresidentCRD 6477325

  • Maxwell Peterson

    Maxwell Peterson

    Sales Desk ManagerCRD 7993101

  • Jason Kjellson

    Jason Kjellson

    National Sales ManagerCRD 3009986

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Park City, UT

Summit

Location

Park City, UT

Headquartered in Park City, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Summit
Address
2750 Rasmussen Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth