Transce3nd LLC

RIASEC RegisteredEst. 2022
Total AUM
$419M
Discretionary
$419M
100% of AUM
Avg account
$160K
Accounts
2,619
Employees
60
Advisory reps
44

Firm details

Headquarters
Buda, Texas
CRD number
317745
Registered since
September 30, 2022
Website
transcendim.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, AXOS CLEARING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals56.9%
  • HNWI39.73%
  • Corporations / Businesses1.83%
  • Pension & Profit Sharing Plans1.27%
  • Investment Companies0.26%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Transce3nd LLC is an independent, individual-owned RIA registered with the SEC in 2022 that operates as a capital allocator for both high-net-worth individuals/families and institutional clients. Its advisory services emphasize financial planning, discretionary portfolio management for individuals and small businesses, and the selection and oversight of third-party managers. The firm reports being an active ESG investor and offers fee arrangements that include AUM-based fees and fixed-fee engagements. It maintains formal relationships with an accountant and an insurance company as industry affiliates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 20%, Cash & Cash Equivalents 7%, Private Funds 3%, Investment Grade Corp Bonds 2%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents7%
  • Private Funds3%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 3
  • Vincent Annable

    Vincent Annable

    Founder and CEOCRD 1033573

  • Arpit Sharma

    Arpit Sharma

    Chief Investment OfficerCRD 7623706

  • Bruce Wheadon

    Chief Compliance OfficerCRD 5290450

Contacts

3 of 41
  • Steven Perrmann

    Steven Perrmann

    ​Senior PartnerCRD 5873282

  • Jennifer Taylor

    Jennifer Taylor

    ​Senior PartnerCRD 5886419

  • Daniel Roemerman

    Daniel Roemerman

    PresidentCRD 5300140

Unlock 38 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 126

Active vs passive

$15.8M in ETFs

Passive

63%

$9.9M

Active

14%

$5.9M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$2M2,70212.94%
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Location

Primary office

Buda, TX

Hays

Location

Buda, TX

Headquartered in Buda, TX, in the South of the United States.

Region
South
County
Hays
Address
835 Main St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth