Fruth Investment Management

RIASEC Registered
Total AUM
$418M
Discretionary
$415M
99% of AUM
Avg account
$1M
Accounts
403
Employees
3
Advisory reps
3

Firm details

Headquarters
Houston, Texas
CRD number
107273
Registered since
March 10, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI90.7%
  • Individuals7.62%
  • Corporations / Businesses1.68%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Fruth Investment Management is an independent, privately owned RIA that has been SEC-registered since 1992. The firm serves both individual and family clients as well as institutional relationships, charging clients via AUM-based fees and fixed fees. Its advisory work focuses on financial planning and portfolio management for individuals and small businesses. According to filings, Fruth is not an active ESG investor, does not operate as a capital allocator, and is not structured as a multistate or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 14%, US Government Bonds 5%, Public Funds/Mutual Funds 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents14%
  • US Government Bonds5%
  • Public Funds/Mutual Funds1%

Contacts

3 of 3
  • Drew Kittey

    Wealth AdvisorCRD 7122051

  • Kymberly Watson

    Kymberly Watson

    Customer Service SpecialistCRD 6223521

  • Richard Fruth

    Richard Fruth

    FounderCRD 215242

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$226K in ETFs

Passive

100%

$226K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US TIPS ETF (SCHP)SchwabPassiveInflation Protected Bond$226K9,000100.00%

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
820 Gessner Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth