ROG IX, LLC

Overview

ROG IX, LLC is an SEC-registered institutional RIA formed as an LLC and registered in 2019. The firm is owned by an individual and serves institutional clients, providing portfolio management specifically for pooled investment vehicles. It functions in sponsor and general partner roles for pooled vehicles while also acting as an investment adviser to those vehicles. Its compensation model combines a percentage-of-AUM fee with performance-based fees. ROG IX, LLC does not present itself as an active ESG investor and is not identified as a multi-state or newly formed adviser.

Assets & Accounts

Investments & Alternatives