Castleview Partners, LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 281410
- Registered since
- September 11, 2015
- Website
- castleviewpartners.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI47.05%
- Individuals33.97%
- Other Investment Advisers18.97%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Castleview Partners, LLC is an independent registered investment adviser and limited liability company that has been SEC-registered since 2015. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Castleview also conducts business as a registered representative of a broker-dealer and as an insurance broker, and it provides a mix of advisory services—financial planning, portfolio management for individuals and small businesses, selection of other advisers, periodic publications, and educational seminars or workshops. The firm does not identify as an active ESG investor and shows a preference for equity exposure in its portfolio construction.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Investment Grade Corp Bonds10%
- Public Funds/Mutual Funds10%
- Cash & Cash Equivalents7%
- Non-Exchange Traded Equities4%
Owners & executives
1 of 1
Douglas Gill
Chief Executive OfficerCRD 2129646
Contacts
3 of 13
Homero Diaz
Financial AdvisorCRD 5737174
Alyssa Guerra
Financial AdvisorCRD 5152168
Umberto Perez
Founding PartnerCRD 4149270
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 122Active vs passive
$131M in ETFs
38%
$49.2M
44%
$81.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| REGAN FLOATING RATE MBS ETF (MBSF) | Active | Bank Loan | $24.2M | 952,133 | 18.49% |
Location
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 4851 Lyndon B Johnson Fwy
- Time zone
- CT (UTC-6)
- Office locations
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