MURPHY & SYLVEST

RIASEC RegisteredEst. 2018
Total AUM
$426M
Discretionary
$426M
100% of AUM
Avg account
$351K
Accounts
1,214
Employees
8
Advisory reps
7

Firm details

Headquarters
DALLAS, Texas
CRD number
165130
Registered since
May 3, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.29%
  • Individuals17.71%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Murphy & Sylvest is an independent, SEC-registered investment adviser organized as an LLC and operating since 2018. The firm serves both individual/family clients and institutional investors, with an owner-managed structure. Its advisory practice combines financial planning and portfolio management for individuals and small businesses with a distribution role — the firm also functions as an insurance broker and publishes client-facing materials and educational programming. Compensation comes from a mix of asset-based fees and fixed-fee arrangements. The firm does not market itself as an ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, US Government Bonds 15%, Cash & Cash Equivalents 13%, State & Local Bonds 12%, Public Funds/Mutual Funds 9%, Investment Grade Corp Bonds 1%, Private Funds 1%49%
  • Exchange Traded Equities49%
  • US Government Bonds15%
  • Cash & Cash Equivalents13%
  • State & Local Bonds12%
  • Public Funds/Mutual Funds9%

Owners & executives

2 of 2
  • SUSAN SYLVEST

    Chief Investment Officer & Founding PartnerCRD 1315321

  • THOMAS MURPHY

    Chief Executive OfficerCRD 1736708

Contacts

3 of 5
  • Donald LaGrange

    Wealth AdvisorCRD 7161698

  • PAUL NOLTE

    Senior Wealth AdvisorCRD 2122334

  • Wesley McMillan

    Investment Advisor RepresentativeCRD 8089617

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 23

Active vs passive

$148M in ETFs

Passive

92%

$136M

Active

8%

$12.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 VALUE ETF (IWD)BlackRockPassiveLarge Value$26.1M122,22617.66%

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
13760 Noel Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth