Tran Capital Management, L.P.

RIASEC Registered

Total AUM

$890M

Discretionary

$874M

98% of AUM

Avg account

$2.6M

Accounts

348

Employees

Advisory reps

Firm details

Headquarters: San Rafael, California
CRD number: 107049
Registered since: February 16, 1974
Website: www.trancapital.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., FIRST FINANCIAL TRUST
Fee structure: Percentage of AUM
Client types: HNWI38.54%
Individuals22.77%
Charitable Organizations18.71%
Corporations / Businesses13.85%
Investment Companies2.76%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tran Capital Management, L.P. is a limited partnership that provides portfolio management across individual, family and institutional clients. The firm is registered with the SEC (registered in 1974) and charges fees as a percentage of assets under management. Its advisory work spans separately managed accounts for individuals and small businesses, investment company management, and portfolio management for businesses or institutions. Tran Capital is not an active ESG investor and, in addition to advising, it has industry roles that include acting as an investment adviser/sponsor and as a general partner or managing member of pooled investment vehicles.