Tran Capital Management, L.P.

RIASEC RegisteredEst. 1974

Total AUM

$890M

Discretionary

$874M

98% of AUM

Avg account

$2.6M

Accounts

348

Employees

Advisory reps

Firm details

Headquarters: San Rafael, California
CRD number: 107049
Registered since: February 16, 1974
Website: www.trancapital.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., FIRST FINANCIAL TRUST
Fee structure: Percentage of AUM
Client types: HNWI38.54%
Individuals22.77%
Charitable Organizations18.71%
Corporations / Businesses13.85%
Investment Companies2.76%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tran Capital Management, L.P. is a long-established limited partnership that has been registered with the SEC since 1974. The firm acts as an investment adviser for both individual and family clients as well as institutional accounts, focusing its practice on portfolio management across private clients, investment companies and other businesses or institutions. Its compensation is primarily tied to a percentage of assets under management. The firm’s public disclosures show it is not positioned as an active ESG investor and does not operate as a multi-state or newly formed adviser. Beyond advisory roles, Tran Capital Management participates in sponsor and general partner activity and serves as a managing member for pooled investment vehicles, which complements its portfolio-management work.