FIDUCIARY FINANCIAL GROUP, LLC
Firm details
- Headquarters
- SAN RAFAEL, California
- CRD number
- 285681
- Registered since
- July 1, 2021
- Website
- ffgwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI94.3%
- Individuals5.52%
- Corporations / Businesses0.18%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Fiduciary Financial Group, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2021. The firm serves individuals, families and institutional clients and bills on a percentage-of-AUM and fixed-fee basis. Core advisory offerings listed in its filings include financial planning and discretionary portfolio management for individuals, small businesses and institutions. The firm’s filings indicate a domestic ownership structure that includes individual ownership. It does not identify as an active ESG investor, is not a pension consultant, and is not listed as a related adviser. Fee arrangements and business activities are oriented toward traditional wealth management rather than capital allocation or fund-of-funds management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds43%
- Exchange Traded Equities42%
- US Government Bonds6%
- Cash & Cash Equivalents6%
- State & Local Bonds2%
Owners & executives
1 of 1CHRISTOPHER MOORE
Chief Compliance OfficerCRD 6536527
Contacts
3 of 8RICHARD DAVEY
PartnerCRD 6009302
GAVIN GAMBOA
Senior Registered Client AssociateCRD 6780254
Carson Inglin
Registered Client AssociateCRD 7395262
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 212Active vs passive
$643M in ETFs
66%
$426M
31%
$217M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $63.3M | 628,778 | 9.85% |
Location
SAN RAFAEL, CA
MARIN
Location
SAN RAFAEL, CA
Headquartered in SAN RAFAEL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- MARIN
- Address
- 1101 5th Ave
- Time zone
- PT (UTC-8)
- Office locations
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