HCM Wealth
Firm details
- Headquarters
- San Rafael, California
- CRD number
- 106158
- Registered since
- February 17, 1995
- Website
- hcm-wealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI78.53%
- Individuals10.03%
- Pension & Profit Sharing Plans5.78%
- State / Municipal Government3.09%
- Corporations / Businesses2.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
HCM Wealth is an independent, SEC-registered advisory corporation first registered in 1995 and owned by an individual principal. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Its fee arrangements include percentage-of-assets, hourly charges, and fixed fees. The firm is not positioned as a multi-state adviser, does not identify as an active ESG investor, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- US Government Bonds21%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents9%
- State & Local Bonds3%
Owners & executives
2 of 2
Gage Houser
President, CFOCRD 2908419
Steven Wilkes
CEO and Portfolio ManagerCRD 2700539
Contacts
2 of 2
Stuart Crandall
Vice President & Portfolio ManagerCRD 4991085
Jake Popoff
Associate AdvisorCRD 7092533
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$136M in ETFs
23%
$30.7M
77%
$105M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SIMPLIFY MBS ETF (MTBA) | Active | Intermediate Government | $19.7M | 401,942 | 14.51% |
Location
San Rafael, CA
Marin
Location
San Rafael, CA
Headquartered in San Rafael, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Marin
- Address
- 1101 5th Ave
- Time zone
- PT (UTC-8)
- Office locations
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