Tradeup Securities, Inc.

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
47
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
18483
Registered since
October 30, 1986

Firm profile

FINTRX

Overview

Tradeup Securities, Inc. is a corporation that appears in FINTRX with SEC registration dating to 1986. The snapshot identifies the firm as owned by a domestic entity and an individual and classifies it as "Unclassified" for the purposes of the database. The record indicates the firm is not a capital allocator and is not flagged as an active ESG investor. It is also shown as not registered as a multi-state adviser and not recently formed; the snapshot further notes it is not a pension consultant or a related adviser. The firm provided very limited public detail on its business model. FINTRX does not list client types, fee schedules, the scope of advisory activities, or any formal affiliations, and there are no industry awards recorded in the available profile.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Guanwu Ye

    Guanwu Ye

    Chief Compliance OfficerCRD 5985247

  • Lei Huang

    CEOCRD 5248191

  • Youqing Liu

    Youqing Liu

    Managing Director, Chief Financial OfficerCRD 5893930

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Contacts

3 of 43
  • Chang Wang

    Chang Wang

    AssociateCRD 7204565

  • Ruosi Li

    Senior Operations SpecialistCRD 8201787

  • Junyue Ma

    Junyue Ma

    Operations AnalystCRD 8156151

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
437 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth