TOTAL INVESTMENT MANAGEMENT, INC.

RIASEC RegisteredEst. 2008
Total AUM
$1.4B
Discretionary
$1.3B
93% of AUM
Avg account
$650K
Accounts
2,079
Employees
12
Advisory reps
10

Firm details

Headquarters
Scottsdale, Arizona
CRD number
108818
Registered since
December 5, 2008
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY
Fee structure
Percentage of AUM, Subscription Fees, Fixed Fees
Client types
  • HNWI64.75%
  • Individuals35.21%
  • Corporations / Businesses0.04%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Total Investment Management, Inc. is a corporation that provides advisory services to both individual/family and institutional clients. The firm has been SEC-registered since 2008 and is owned by an individual owner. It operates as a capital allocator and offers a combination of fee models, including a percentage-of-AUM fee, subscription fees and fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and the publication of periodicals or newsletters. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, Cash & Cash Equivalents 14%, Exchange Traded Equities 3%82%
  • Public Funds/Mutual Funds82%
  • Cash & Cash Equivalents14%
  • Exchange Traded Equities3%

Owners & executives

2 of 2
  • TODD FOSTER

    Chief Investment OfficerCRD 3024634

  • BRETT POHL

    Chief Compliance OfficerCRD 5896497

Contacts

3 of 8
  • JAMES HUGHES

    Financial PlannerCRD 2054096

  • Michael Blake

    Investment AdvisorCRD 7823216

  • PHILIP LOWE

    Investment AdvisorCRD 3041412

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 54

Active vs passive

$971M in ETFs

Passive

90%

$870M

Active

10%

$101M

ETFProviderStyleCategoryValueShares% of portfolio
BNY MELLON ULTRA SHORT INCOME ETF (BKUI)BNY MellonActiveUltrashort Bond$93.4M1,876,1069.62%

Location

Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
9383 E Bahia Dr
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth