Total Investment Management, Inc.

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.3B

93% of AUM

Avg account

$650K

Accounts

2,079

Employees

Advisory reps

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 108818
Registered since: December 5, 2008
Website: www.timgt.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, GREAT-WEST LIFE AND ANNUITY INSURANCE COMPANY
Fee structure: Percentage of AUM, Subscription Fees, Fixed Fees
Client types: HNWI64.75%
Individuals35.21%
Corporations / Businesses0.04%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Total Investment Management, Inc. is an independent registered investment adviser organized as a corporation and registered with the SEC in 2008. The firm is owned by an individual principal and serves both individual & family clients and institutional investors. It acts as a capital allocator, selecting external managers as part of its platform, and offers financial planning, discretionary portfolio management for individuals and small businesses, selection of other advisers, and the publication of periodicals or newsletters. Fee arrangements include percentage-of-AUM billing alongside subscription and fixed-fee options. The firm maintains industry affiliations that include broker-dealer activities, operating as another investment adviser, and serving as sponsor/GP or managing member of pooled investment vehicles. Total Investment Management does not identify as an active ESG investor.