ARQ WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2016
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$516K
Accounts
2,148
Employees
18
Advisory reps
14

Firm details

Headquarters
Scottsdale, Arizona
CRD number
147351
Registered since
March 7, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.42%
  • Individuals11.97%
  • Corporations / Businesses0.65%
  • Other0.51%
  • Pension & Profit Sharing Plans0.45%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

ARQ Wealth Advisors, LLC is an independent registered investment adviser formed in 2016 and owned by an individual. The firm serves both individuals/families and institutional clients and provides financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Compensation is a mix of asset-based fees and fixed fees. Investment activity skews toward equities—particularly exchange-traded products—while the adviser does not market itself as an ESG investor. The firm does place client capital with third‑party alternative fund managers across a broad set of strategies rather than acting as a capital allocator that sponsors its own funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 26%, Investment Grade Corp Bonds 3%, State & Local Bonds 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds26%
  • Investment Grade Corp Bonds3%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%

Contacts

3 of 14
  • ZACHARY POTTER

    Wealth AdvisorCRD 6187682

  • Carly Denial

    Associate Wealth AdvisorCRD 7285305

  • WILLIAM LYNN

    Senior Client Service SpecialistCRD 7697198

Unlock 11 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 123

Active vs passive

$502M in ETFs

Passive

68%

$344M

Active

21%

$159M

ETFProviderStyleCategoryValueShares% of portfolio
AVANTIS US EQUITY ETF (AVUS)AvantisActiveLarge Blend$20M179,6473.98%

Location

Primary office

Scottsdale, AZ

MARICOPA

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
8605 E Raintree Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth